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Failure to File California Certificate of Merit in Action Against Design Professional Can Be Cured by Pleading Amendment


May 20, 2002


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By John W. Ralls
Howrey LLP

A commercial landlord sued her tenant to recover the cost of environmental remediation. The landlord's claims were dismissed during trial because she was unable to prove by admissible expert testimony that the tenant was responsible for the contamination. The landlord then sued her environmental consultants for professional negligence.

California Code of Civil Procedure §411.35 provides (emphasis added): "In every action… arising out of the professional negligence of a person holding a valid architect's certificate… or of a person holding a valid registration as a professional engineer… or a person holding a valid land surveyor's license… on or before the date of service of the complaint or cross-complaint on any defendant or cross-defendant, the attorney for the plaintiff or cross-complainant shall file and serve the certificate specified by subdivision (b)… [which] certificate shall be executed by the attorney for the plaintiff or cross-complainant…."

After the environmental consultants filed demurrers to the original complaint, the landlord filed a certificate of merit, followed by a first amended complaint. The landlord signed the certificate of merit herself as "Plaintiff in Propria Persona." An attorney "specially appearing" signed the first amended complaint. The environmental consultants took the position that because the landlord failed to file the certificate of merit before service of the original complaint, the action should be dismissed. The trial court agreed, sustaining the demurrers without leave to amend. The Court of Appeal reversed, finding that the demurrer should have been sustained but not without leave to amend. Price v. Dames & Moore, 92 Cal.App.4th 355, 112 Cal.Rptr.2d 65 (2001).

"The statute does not provide that failure to file a certificate requires dismissal. It declares that failure to file a certificate is a ground for demurrer or motion to strike, both procedures in which leave to amend is routinely and liberally granted to give the plaintiff a chance to cure the defect in question…. [B]y granting leave to file an amended complaint the court can give the plaintiff an opportunity to fully comply with the statutory requirements for filing a certificate of merit."

The court found that because the landlord's attorney signed the first amended complaint, he also should have signed the certificate of merit. The court concluded that leave to amend should be granted because there was a reasonable possibility that the plaintiff would be able to file a proper certificate. "Whether [plaintiff] succeeds in finding other counsel or will be representing herself as she did at the demurrer hearing, her… declaration that she had already obtained the opinion required for a certificate of merit is a sufficient showing of her ability to file a proper certificate before serving a second amended complaint."


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For more information about the issues covered in this report, please contact John Ralls in our San Francisco office at 415-848-3362 or at rallsj@howrey.com or contact your Howrey attorney. For more information about Howrey's Construction Practice Group, click here.


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